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SEC ends climate-investor investigation, warns of disclosure obligations
The Securities and Exchange Commission (SEC) released a report on Oct. 7 about their investigation into whether large asset managers complied with federal disclosure requirements during a 2021 campaign to elect new directors to ExxonMobil’s board. The agency said it would not pursue enforcement action but outlined circumstances in which coordinated…
Sources (1)+1 copy· Oct 14, 6:00 PM to Oct 20, 2:35 PM
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